The Financial Conduct Authority has published proposals today which would pave the way for a new generation of smaller corporate bond issues aimed at retail investors and wealth managers.
Read more ...FCA to survey all regulated firms for first time
- Friday, 31 January 2025
- Articles

FCA HQ
For the first time the FCA is to survey all regulated firms for its annual Practitioner Panel joint survey.
Read more ...Threesixty unveils 'holistic' compliance offering
- Friday, 31 January 2025
- Articles

Threesixty website
Compliance and adviser support firm Threesixty has launched what it calls a new 'holistic' compliance management suite for adviser firms called 'Trust.'
Read more ...St James's Place FUM soars £22bn to £190bn in 2024
- Thursday, 30 January 2025
- Articles

New SJP logo
Wealth manager St James’s Place has reported Funds Under Management soared last year to a record £190.2bn - up £22bn (2023: £168.2bn).
Read more ...FCA restores authorisation for cancelled advice firm
- Thursday, 30 January 2025
- Articles

FCA logo
The FCA has this week restored the regulatory authorisation of Kent-based advice firm The Pentagon Partnership (FRN: 627747) two months after its permissions were cancelled.
Read more ...Shackleton to cut platform fees
- Thursday, 30 January 2025
- Articles

Shackleton website after rebrand
Chartered financial adviser Shackleton, formerly Skerritts, is to cut platform fees for existing and new clients on the Shackleton Hub by up to 35%.
Read more ...FCA issues six-figure transaction reports fine
- Wednesday, 29 January 2025
- Articles

This is the first enforcement action against a firm for a breach of transaction reporting requirements since they became law under the UK Markets in Financial Instruments Regulation.
The FCA has fined investment provider Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports.
Read more ...LV= launches new adviser platform service
- Wednesday, 29 January 2025
- Articles

The LV= Platform Services launch comes after a 12-month testing period with a panel of advisers.
Investment, protection and retirement specialist LV= has launched a new platform service for advisers in partnership with Embark.
Read more ...Evelyn Partners sells funds solutions business
- Wednesday, 29 January 2025
- Articles

Paul Geddes, group CEO of Evelyn Partners
Financial Planner and wealth manager Evelyn Partners is to sell its fund solutions business to collective investment scheme manager Thesis.
Read more ...FCA cancels permissions of Suffolk adviser
- Wednesday, 29 January 2025
- Articles

The FCA revoked the firm's 4A permissions yesterday
Ipswich financial advice firm CN Wealth (FRN: 618268) has had its permissions revoked by the FCA.
Read more ...