Retail investments dominate FCA interventions

The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.

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FCA removes permissions from Bucks adviser

The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).

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Regulators say working together improves outcomes

The UK’s financial regulators say working together has improved outcomes, particularly in relation to the British Steel Pension Scheme scandal, the introduction of Consumer Duty, and failings by SIPPs operators.

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75% of advisers rethink retirement following FCA review

Three quarters (75%) of financial advisers are reviewing their retirement approach following the FCA’s thematic review of retirement income advice.

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