Retail investments dominate FCA interventions
- Wednesday, 19 June 2024
- Articles
![FCA HQ](/media/k2/items/cache/fc53232022828b2119ce61ae901f1f93_Generic.jpg)
The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.
Read more...FCA removes permissions from Bucks adviser
- Wednesday, 12 June 2024
- Articles
![FCA HQ](/media/k2/items/cache/b63445a3d97a1faedad32d8217b90def_Generic.jpg)
The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).
Read more...Regulators say working together improves outcomes
- Tuesday, 11 June 2024
- Articles
![Wider Implications Report cover](/media/k2/items/cache/7f342b5b21e680103b1e1a786b781f4c_Generic.jpg)
The UK’s financial regulators say working together has improved outcomes, particularly in relation to the British Steel Pension Scheme scandal, the introduction of Consumer Duty, and failings by SIPPs operators.
Read more...75% of advisers rethink retirement following FCA review
- Tuesday, 04 June 2024
- Articles
![Wealthtime graph](/media/k2/items/cache/2fda7379a23506cb5b16aabe1586bead_Generic.jpg)
Three quarters (75%) of financial advisers are reviewing their retirement approach following the FCA’s thematic review of retirement income advice.
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