FCA warns of ‘gaps’ as new Duty deadline looms

The FCA has written a Dear CEO letter to provider bosses to alert them to potential gaps in data as the Consumer Duty deadline for closed products looms.


9 Finfluencers charged with promoting CFD trading scheme

The FCA has brought charges against nine people in relation to an unauthorised investment scheme promoted on social media.


FCA cuts delays in application approvals

The number of approved persons given the green light to work at appointed rep firms within three months of application has significantly improved in the latest quarter.


3 charged over CFD trading pension fraud

The FCA has instigated fraud proceedings against three people - Kristofer McGuire, Keith Williamson and Karla Walker - for their alleged involvement in an £8m high-risk trading scheme targeting pension savers. 

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