FCA may extend financial crime rules to Consumer Duty
- Friday, 26 April 2024
- Articles
The FCA has published proposals to extend its new Consumer Duty requirements to its financial crime fighting and reporting rules.
Read more...FCA wins £533,000 refund for unauthorised scheme investors
- Thursday, 25 April 2024
- Articles
The FCA has recovered £533,000 in funds from an unauthorised deposit-taking firm which invested in crypto and other assets, using a soccer league business as part of the venture.
Read more...Man charged over £2.6m ‘Kube Trading’ UCIS scheme
- Wednesday, 24 April 2024
- Articles
The FCA has instigated criminal proceedings against Lee Steven Maggs, 38, of Sittingbourne, Kent, for two counts of fraud and one count of breaching the Financial Services and Markets Act 2000 (FSMA).
Read more...Redmayne to acquire Blankstone Sington client assets
- Tuesday, 23 April 2024
- Articles
Wealth manager and stockbroker Redmayne Bentley is to acquire the client assets of failed Liverpool wealth manager and stockbroker Blankstone Sington, subject to regulatory and court approval.
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