FCA to keep closer eye on remote and hybrid working

Financial Planning firms which continue remote or hybrid working following the pandemic will have their arrangements considered on a case-by-base basis by the Financial Conduct Authority (FCA).

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Trio face FCA fines over £5.9m SIPP transfer scam

 

The Financial Conduct Authority has warned two IFAs and a stockbroker that they face fines and regulatory action over their alleged role in a £5.9m SIPP pension transfer scam.

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PIMFA urges radical review of PRIIPs regime

Wealth management trade association PIMFA has called for the Financial Conduct Authority and the Treasury to review the Packaged Retail and Insurance-based Investment Products (PRIIPs) regime rather than taking a “sticking plaster” approach.

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Pension transfer values hit new record 

Pension transfer values briefly hit a new high in August as the FCA reviews potential redress for unsuitable transfer advice.

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