FCA to keep closer eye on remote and hybrid working

Financial Planning firms which continue remote or hybrid working following the pandemic will have their arrangements considered on a case-by-base basis by the Financial Conduct Authority (FCA).


Trio face FCA fines over £5.9m SIPP transfer scam


The Financial Conduct Authority has warned two IFAs and a stockbroker that they face fines and regulatory action over their alleged role in a £5.9m SIPP pension transfer scam.


PIMFA urges radical review of PRIIPs regime

Wealth management trade association PIMFA has called for the Financial Conduct Authority and the Treasury to review the Packaged Retail and Insurance-based Investment Products (PRIIPs) regime rather than taking a “sticking plaster” approach.


Pension transfer values hit new record 

Pension transfer values briefly hit a new high in August as the FCA reviews potential redress for unsuitable transfer advice.

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