The firms which had the most complaints registered against them relating to pensions and decumulation were revealed today by the FCA.
Read more ...FCA appoints DipPFS holder to enforcement panel
- Tuesday, 25 April 2017
- Articles

A PFS member who holds the Diploma in Financial Planning has joined an FCA enforcement panel.
Read more ...Advice sector told to pay more for the FCA
- Tuesday, 18 April 2017
- Articles

The advice sector has been told today its bill to help pay for the FCA will rise by 4.7%.
Read more ...Harmful adverts in FCA sights as eye-tracking tech explored
- Thursday, 13 April 2017
- Articles

The FCA is exploring the use of eye tracking technology as part of work to clamp down on misleading or harmful financial advertising for consumers.
Read more ...Advisers face second FSCS bill on top of £100m levy
- Wednesday, 12 April 2017
- Articles

Advisers will have to stump up at least £100m this financial year to fund the FSCS – with an extra bill possible later this year.
Read more ...FCA rejects standardised Fact Finds
- Tuesday, 11 April 2017
- Articles

The FCA has rejected the idea of introducing a mandatory standardised fact find.
Read more ...Advice and guidance: Shake up for firms unveiled
- Tuesday, 11 April 2017
- Articles

All financial services firms should be commanded to use a new set of explanations for advice and guidance, which should be displayed side-by-side.
Read more ...FCA axes plans for advisers to tape all client phone calls
- Friday, 31 March 2017
- Articles

The FCA has abandoned plans to force advisers to tape all client phone calls.
Read more ...Firms escape £1.2billion in fines from the FCA
- Friday, 31 March 2017
- Articles

Financial services firms have escaped a total of £1.2 billion in FCA fines in the last four years, a report has found.
Read more ...MD fined for WhatsApp confidential client data breach
- Thursday, 30 March 2017
- Articles

The FCA has fined a former investment banker for sharing confidential information over WhatsApp.
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