Why is it so hard for firms to find and recruit Paraplanners with the right skills?
Read more ...Why's it so hard to recruit the right Paraplanners?
- Wednesday, 25 January 2017
- Articles

FCA fears advice leading clients to unsuitable investments
- Tuesday, 24 January 2017
- Articles

The FCA fears that consumers have been getting advice which may lead to transfers into unsuitable investments, it said this morning.
Read more ...FCA: This is how you deal with insistent clients
- Tuesday, 24 January 2017
- Articles

The regulator has this morning stressed how advisers must handle insistent clients.
Read more ...Percival's risk profile tools warning for Financial Planners
- Tuesday, 24 January 2017
- Articles

Financial Planners must have been warned that risk profiling is a critical area and they must be clear over the pros and cons of the tools they are using.
Read more ...FCA plans 'fall short' on transaction costs transparency
- Wednesday, 04 January 2017
- Articles

FCA workplace pensions proposals fail to provide complete transparency around transaction costs, compliance firm claims.
Read more ...Rory Percival warns: Many risk profiling problems still exist
- Wednesday, 21 December 2016
- Articles

Many problems surrounding risk profiling that were laid bare in an FSA report six years ago still exist, a former FCA technical specialist says.
Read more ...Clients can pay for lump sum advice in instalments - FCA
- Friday, 16 December 2016
- Articles

Clients are allowed to pay for advice on lump sum investments in instalments, the regulator has reiterated in a notice to advisers, following findings in FAMR.
Read more ...New PII rules eyed as FCA bids to stop firms' 'riskier practices'
- Wednesday, 14 December 2016
- Articles

New PII rules are being considered by the FCA in a bid to prevent firms from “riskier practices”.
Read more ...Providers to pay more for FSCS to even 'burden' on advisers
- Wednesday, 14 December 2016
- Articles

Product providers will have to cough up more to fund the FSCS under plans unveiled this morning.
Read more ...New suitability report guidance released after talks with FCA
- Tuesday, 13 December 2016
- Articles

The FCA has been urged to do more to encourage advisers to cut down lengthy suitability reports.
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