The FCA has abandoned plans to force advisers to tape all client phone calls.

Financial services firms have escaped a total of £1.2 billion in FCA fines in the last four years, a report has found.

The FCA has fined a former investment banker for sharing confidential information over WhatsApp.

A trade body has urged the FCA to tighten regulation around unregulated products to reduce compensation claims, as advisers brand the current FSCS system ‘unfair’.

The FCA asset management review was ‘way bigger than RDR’, says the chief executive of Nucleus.

The FCA plans to amend the minimum levels of professional indemnity insurance cover to bring it in line with an EU directive.

Changes to the definition of financial advice will cut costs for firms, the Government claims.

Prudential has today followed Standard Life in launching a review of non-advised annuity sales in the wake of an FCA inquiry.

The replacement for the Money Advice Service must track the number of referrals it makes to regulated advisers, a pensions firm has told the Government.

A financial adviser who was convicted of trespassing and theft has launched an appeal against the FCA’s decision to cancel his permission.