A Financial Planner has suggested new FCA rules around taping clients’ calls could undermine trust and might harm the reputation of the Financial Planning.
Read more ...Planner fears client taping rules may harm Financial Planning
- Thursday, 27 October 2016
- Articles

New FCA chief asks: What is our mission?
- Wednesday, 26 October 2016
- Articles

The FCA is asking Financial Planners, Paraplanners, advisers and other financial services professionals: What is our mission?
Read more ...'Dishonest' duo banned after consumers lost £33m via unregulated investments
- Tuesday, 25 October 2016
- Articles

Two former finance firm directors whose “dishonesty and false representations” led to consumers losing about £33 million have been completely banned from working in financial services.
Read more ...FCA accused of 'deep culture of box-ticking'
- Tuesday, 25 October 2016
- Articles

The FCA and PRA have been accused of having “a deep seated culture of box-ticking”.
Read more ...Fund manager banned after FCA 'not fit and proper' verdict
- Friday, 21 October 2016
- Articles

FCA changes for Sipp providers branded 'nonsense'
- Wednesday, 19 October 2016
- Articles

Changes that Sipp providers are being told to make to their illustration systems are ‘nonsensical’, a pensions firm director says.
Read more ...FCA specialist exits for adviser compliance firm
- Wednesday, 12 October 2016
- Articles

A Financial Conduct Authority conduct risk specialist has left the regulator for a consultancy firm which helps advisers with compliance.
Read more ...FCA fines bank £3.2m over anti-money laundering failings
- Wednesday, 12 October 2016
- Articles

The FCA has fined Sonali Bank’s UK arm £3,250,600 today and banned its former money laundering reporting officer.
Read more ...'Compulsory flexi-time is a must to attract women into finance'
- Tuesday, 11 October 2016
- Articles

A finance firm has urged the financial services sector to introduce compulsory flexible working hours to attract and retain more women.
Read more ...Advisers tell FCA: 'Huge' fees no longer acceptable
- Friday, 07 October 2016
- Articles

Advisers are demanding an end to the current system of paying for the FSCS and being saddled with “disproportionately huge” fees when they have a clean record on complaints.
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