A financial adviser who was convicted of trespassing and theft has launched an appeal against the FCA’s decision to cancel his permission.

The FCA is weighing up possible rule changes for investing in illiquid assets through open-ended funds.

The FCA is abolishing second and third chances for offenders to get a discount on their fines.

Money from fines imposed by the FCA should be paid to regulated firms, the regulator has been told.

Why is it so hard for firms to find and recruit Paraplanners with the right skills?

The FCA fears that consumers have been getting advice which may lead to transfers into unsuitable investments, it said this morning.

The regulator has this morning stressed how advisers must handle insistent clients.

Financial Planners must have been warned that risk profiling is a critical area and they must be clear over the pros and cons of the tools they are using.

FCA workplace pensions proposals fail to provide complete transparency around transaction costs, compliance firm claims.

Many problems surrounding risk profiling that were laid bare in an FSA report six years ago still exist, a former FCA technical specialist says.