FCA revokes London adviser’s permissions
- Friday, 24 May 2024
- Articles
The FCA has cancelled the permissions and withdrawn the authorisation of London-based financial advice firm Elan Financial Group Ltd (FRN: 48971).
Read more...FCA fines HSBC £6.2m over customer treatment
- Thursday, 23 May 2024
- Articles
The FCA has fined HSBC Bank plc, HSBC UK Bank plc, and Marks and Spencer Financial Services plc (HSBC) £6.28m for failures in its treatment of customers who were experiencing financial difficulties.
Read more...Regulators hit Citigroup with fines totalling nearly £62m
- Wednesday, 22 May 2024
- Articles
Citigroup Global Markets Limited (CGML) has been hit today with two fines by UK financial regulators totalling nearly £62m.
Read more...FCA warns of ‘gaps’ as new Duty deadline looms
- Friday, 17 May 2024
- Articles
The FCA has written a Dear CEO letter to provider bosses to alert them to potential gaps in data as the Consumer Duty deadline for closed products looms.
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