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Pension trustees falling short of TPR code

Many pension trustees are falling short of the standards of The Pension Regulator’s codes, the regulator has warned.

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New Regulators' Complaints Commissioner appointed

Experienced financial services lawyer Rachel Kent is to succeed Amerdeep Somal as the Financial Regulators' Complaints Commissioner, starting a five-year term starting on 1 January.

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FCA warns on unauthorised firm Charles Dickins

The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.

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How FCA’s new ‘simplified advice’ plans may work

The FCA has provided more details of what its ‘simplified advice’ or financial guidance proposals may look like if implemented.

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