The FCA has given one of its strongest hints yet that reform of the Consumer Duty is on the way and what direction it might take.
Read more ...FCA promises to cut Consumer Duty duplication and confusion
- Thursday, 07 November 2024
- Articles

FCA readies action against Crispin Odey over 'lack of integrity'
- Friday, 01 November 2024
- Articles

The FCA has issued a warning notice that it is preparing to take action against high profile fund manager Crispin Odey for demonstrating a "lack of integrity."
Read more ...FCA fines CEO of Wise £350,000 for senior manager failings
- Monday, 28 October 2024
- Articles

The FCA has fined Kristo Käärmann, the CEO of Wise plc and senior manager of Wise Assets UK Ltd, £350,000 for breaching a senior manager conduct rule.
Read more ...Fund manager enters liquidation after FCA intervention
- Friday, 25 October 2024
- Articles

MCI Global Investments Advisors Limited, which manages the Novus Black alternative investment fund, has entered Creditors’ Voluntary Liquidation.
Read more ...Advisers among those with lowest satisfaction with FCA
- Thursday, 24 October 2024
- Articles

Firms in the retail investments sector, which includes most financial advice firms, had one of the lowest levels of satisfaction with their relationship with the FCA.
Read more ...FCA halts ISA manager over serious concerns
- Wednesday, 23 October 2024
- Articles

The FCA has halted ISA business at crowd-funding platform Nextcrowd over concerns about potential “serious regulatory breaches.”
Read more ...FCA questions 20 finfluencers in crackdown
- Tuesday, 22 October 2024
- Articles

The FCA is interviewing 20 finfluencers under caution as part of a “targeted action” against illegal financial influencers.
Read more ...FCA launches Lab to help firms implement AI solutions
- Thursday, 17 October 2024
- Articles

The FCA has launched an AI Lab to help the firms it regulates build and implement artificial intelligence solutions.
Read more ...FCA launches review of soaring insurance premiums
- Wednesday, 16 October 2024
- Articles

The Financial Conduct Authority is to review soaring insurance premiums for home and motor insurance and the practice in some markets of paying for insurance in instalments.
Read more ...Advice guidance review to ‘boost growth’ for sector
- Wednesday, 09 October 2024
- Articles

The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.
Read more ...