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Advisers to set aside funds for 'bad advice' costs - FCA

The FCA has today published proposals to compel investment advisers to set aside funds in advance to compensate investors if bad advice is given.

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PFS welcomes Chancellor’s scrapping of PRIIPS

The Personal Finance Society has welcomed confirmation from Chancellor Jeremy Hunt that the EU’s Packaged Retail and Insurance-based Investment Products (PRIIPS) regime will be replaced with a new UK-focused regime.

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FCA proposes splitting fee blocks as fee freeze ends

The Financial Conduct Authority has released plans to split its fee-blocks for principal firms.

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Adviser cancelled for failing to submit returns

Bath-based investment adviser firm Ian Slinger (FRN: 723069) has had its Part 4A permissions to carry out regulated business removed by the FCA due to non submission of required returns.

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