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Advisers to set aside funds for 'bad advice' costs - FCA

The FCA has today published proposals to compel investment advisers to set aside funds in advance to compensate investors if bad advice is given.


PFS welcomes Chancellor’s scrapping of PRIIPS

The Personal Finance Society has welcomed confirmation from Chancellor Jeremy Hunt that the EU’s Packaged Retail and Insurance-based Investment Products (PRIIPS) regime will be replaced with a new UK-focused regime.


FCA proposes splitting fee blocks as fee freeze ends

The Financial Conduct Authority has released plans to split its fee-blocks for principal firms.


Adviser cancelled for failing to submit returns

Bath-based investment adviser firm Ian Slinger (FRN: 723069) has had its Part 4A permissions to carry out regulated business removed by the FCA due to non submission of required returns.

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