Retail investments dominate FCA interventions
- Wednesday, 19 June 2024
- Articles
The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.
Read more...FCA removes permissions from Bucks adviser
- Wednesday, 12 June 2024
- Articles
The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).
Read more...1 in 12 advisers to miss Consumer Duty report deadline
- Thursday, 30 May 2024
- Articles
One in twelve (8%) financial advisers and wealth managers do not expect their firm to meet the Consumer Duty Board report deadline, according to new research.
Read more...FCA provisionally bans 2 over £10m of 'reckless' SIPP advice
- Friday, 24 May 2024
- Articles
The FCA has provisionally banned two financial advisers for “acting without integrity” in relation to SIPPs pensions advice involving £10m of investments.
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