The Chartered Institute for Securities & Investment (CISI) has revealed that 60,000 candidates around the world have now completed its online ethics test, IntegrityMatters, as it marks the milestone as part of Global Ethics Day.
Read more ...CISI celebrates 60,000 candidates completing ethics test
- Thursday, 18 October 2018
- Articles
Pension trustees fined for failing to invest £1.4m promptly
- Thursday, 18 October 2018
- Articles
Four trustees of a master trust, who failed to promptly invest members’ savings for three years, affecting 9,081 members and contributions of £1.4 million, have been fined by The Pensions Regulator (TPR).
Read more ...FCA and TPR reveal joint pensions strategy
- Thursday, 18 October 2018
- Articles
The FCA and The Pensions Regulator have today launched a joint regulatory strategy aimed at taking joint action to deliver better outcomes for pension consumers.
Read more ...CPI UK inflation tumbles 0.3% to 2.4%
- Wednesday, 17 October 2018
- Articles
UK CPI inflation fell more than expected in September after hitting a six-month high in August, new figures have revealed.
Read more ...FCA increasingly active on sexual harassment in firms
- Wednesday, 17 October 2018
- Articles
The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.
Read more ...Police probe into wealth manager 'a wake up call' say lawyers
- Wednesday, 17 October 2018
- Articles
A police investigation into the collapse of an asset management firm has been called a “wake-up call” by lawyers.
Read more ...Chancellor promises investment profession post-Brexit prosperity
- Wednesday, 17 October 2018
- Articles
Chancellor of the Exchequer Philip Hammond has made a pledge to investment professionals that the “ecosystem of prosperity” would be retained after Brexit.
Read more ...Trade body ‘concerned’ over plans for big jump in FOS limit
- Wednesday, 17 October 2018
- Articles
PIMFA, the wealth management and financial advice trade association, has voiced concerns about plans to increase the maximum compensation the Financial Ombudsman Service can demand a financial services firm pays out to £350,000.
Read more ...AFH seeks to raise £15m to fund further IFA buys
- Tuesday, 16 October 2018
- Articles
FCA confirms more access to FOS as compensation limit raised
- Tuesday, 16 October 2018
- Articles
The FCA has today confirmed plans to extend access to the Financial Ombudsman Service to more small and medium-sized enterprises.
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